ASR ETA Company (dba MaNTRANA Advisors), we believe that trust is the foundation of every successful relationship. We deeply value the confidence you place in us and are committed to maintaining the confidentiality, integrity, and security of your personal information. We do not sell your personal information.
We want our clients to understand what information we collect, how we can use it, and how we protect your personal information.
Why We Collect Your Information
We gather information about you so that we can:
- Help design and deliver customized financial planning and investment advisory services we provide you; and
- Comply with Federal and State laws and regulatory requirements applicable to our services
What We Collect
We may collect and retain the following types of “nonpublic personal information” about you:
- Information you provide during initial and ongoing consultations, such as your name, address, date of birth, Social Security number, and financial details.
- Information we generate internally to support your financial goals.
- Information we may receive from third parties in the connection with the services we provide you.
How We Use and Share Your Information
We may disclose your nonpublic personal information to non-affiliated third parties only as permitted by law. These disclosures may include:
- Third parties who help manage or service your accounts (e.g., custodians, sub-advisers, record keepers, legal or tax professionals).
- Technology and service providers we contract with to support our business operations (e.g., CRM platforms, cloud storage providers).
- Individuals legally authorized to act on your behalf (e.g., power of attorney).
- Situations where you have provided explicit consent.
- In connection with a proposed or actual sale, merger, or transfer of all or a portion of our business; and
- As otherwise permitted to do so in accordance with the parameters of applicable federal and/or state privacy regulations.
In the event that MaNTRANA Advisors makes material changes to this policy that would permit sharing of nonpublic personal information beyond what is currently allowed, MaNTRANA Advisors will allow its clients the opportunity to opt-out of such disclosure.
How We Protect Your Personal Information
Safeguarding your information is a top priority at MaNTRANA Advisors. We restrict and limit access to client information only to those who need to carry out their business functions. We safeguard client information by preventing its unauthorized access, disclosure, or use. We maintain physical, electronic, and procedural safeguards to protect your confidential personal information. Arrangements with companies or independent contractors not affiliated with MaNTRANA Advisors will be subject to confidentiality agreements.
Former Clients
Even if we cease to provide you the financial services, our Privacy Policy will continue to apply to you. We will continue to treat your nonpublic personal information with strict confidentiality. We maintain all records regarding all former clients for the retention period required by law.
Contact Us
Clients are encouraged to discuss any questions regarding privacy policies and procedures directly with Amit Singhal, Chief Compliance Officer of MaNTRANA Advisors at
📧 amit.singhal@mantranadvisor.com
